Nos. 90-C-1633, 90-C-1653.Supreme Court of Louisiana.
May 6, 1991. Rehearing Dismissed June 13, 1991.
APPEAL FROM CIVIL DISTRICT COURT, PARISH OF ORLEANS, STATE OF LOUISIANA, HONORABLE JAMES A. WYSOCKI, J.
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[EDITORS’ NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.]West Page 933
Vincent J. Glorioso, Jr., Ronald A. Welcker, Glorioso
Welcker, New Orleans, and Edward A. Kaufman, Jeffrey Dickstein, and David W. Robertson, Baton Rouge, for Franz Socorro, plaintiff-applicant.
Phillip A. Wittmann, Stephen H. Kupperman, Charles L. Stern, Jr., Alex J. Peragine, Stone, Pigman, Walther, Wittmann
Hutchinson, and Raymon G. Jones, and Jaime C. Waters, Deutsch, Kerrigan Stiles, New Orleans, for Bd. of Com’rs of the Orleans Levee Dist.
Robert A. Redwine and Alan D. Ezkovich, Sessions Fishman, New Orleans, for City of New Orleans, defendant-respondent.
CALOGERO, Chief Justice.
[1] This is a personal injury lawsuit for damages sustained when the plaintiff, Franz Socorro, dove from the bulkhead at Breakwater Point on Lake Pontchartrain and struck a submerged object. The plaintiff suffered injuries to his spinal cord resulting in permanent quadriplegia. [2] Socorro filed a petition for damages in the Civil District Court for the Parish of Orleans, naming as defendants the City of New Orleans, the Board of Commissioners for the Orleans Levee District (the Levee Board), and the State of Louisiana. HeWest Page 934
also named as defendants several liability insurance companies. One of them was named in the petition as “DEF Insurance Company” and identified as the City’s principal liability insurer. During discovery, plaintiff’s counsel learned “DEF’s” identity — Angelina Casualty Company. Although the petition was not amended to substitute Angelina in place of “DEF,” Angelina filed a motion for summary judgment (later denied) through the same attorney who represented the City.
[3] The parties have conceded in briefs that pending trial, a partial settlement was reached between the plaintiff, the City and its excess liability carrier, whereby plaintiff released the City for all liability in excess of one million dollars ($1,000,000.00), and presumably fully released the excess insurance carrier as well. [4] After a bench trial, the judge apportioned 60% fault to the City, 30% fault to the Levee Board, 10% fault to the plaintiff, and no percentage of fault to the State. The district court awarded the following damages: [5] Future Medical Expenses $4,352,943.00 Loss of Future Earning Capacity 338,145.00 Past Medical Expenses 139,091.35 Pain and Suffering 3,500,000.00 ————- Total Judgment $8,330,179.35 [6] All parties but the State appealed. The Fourth Circuit Court of Appeal agreed with the judge’s assessment of damages, but limited the pain and suffering award to $500,000.00 by applying retroactively the provisions of LSA-R.S. 13:5106(B)(1).[1] Finding clear error in the district court’s apportionment of fault because “a swimmer or diver has a primary duty to determine the safety of such inherently dangerous activities,” the court of appeal held plaintiff to be 75%, not 10%, at fault for his own injuries. The remaining 25% fault was assigned to the City under Civil Code articles 2316 (negligence) and 2317 (strict liability). The court of appeal exonerated the Levee Board, and in doing so reversed the district court in that respect. It affirmed the district court’s finding no portion of fault attributable to the State. Socorro v. Orleans Levee Board, 561 So.2d 739 (La.App. 4th Cir. 1990). While the lower courts cast the City in judgment, they refused to cast the City’s principal liability insurer, Angelina Casualty Company. [7] We granted writs upon application of the plaintiff (No. 90-C-1633) and the City (No. 90-C-1653). The assignments of error which chiefly prompted our grant of the two applications were the plaintiff’s complaint about the court of appeal’s retroactive application of LSA-R.S. 13:5106(B)(1) ($500,000 cap on general damages), and the City’s complaint that it was not liable for plaintiff’s injuries at all because it had no duty to warn of the inherent dangers of diving into unknown waters. Nonetheless, the case is fully before us, and a proper resolution requires that we address and resolve a number of issues. For the forthcoming reasons, we resolve the main issues before us in the following manner: [8] With respect to the plaintiff’s assignments of error, we conclude:West Page 935
[9] 1. The court of appeal erred in retroactively applying LSA-R.S. 13:5106(B)(1) to limit Socorro’s recoverable damages for pain and suffering to $500,000 (Section IV); [10] 2. The court of appeal erred in approving the district court’s refusal to enter judgment against Angelina Casualty Company, the City’s liability insurer (Section VII). [11] 3. The court of appeal was not incorrect in finding both Socorro and the City negligent, and in apportioning 75% fault to Socorro and 25% fault to the City (Sections II-III). [12] 4. The court of appeal was not incorrect in exonerating the Levee Board and the State (Section I); [13] With respect to the City’s assignments of error, we conclude: [14] 1. The court of appeal was not incorrect in determining that the City breached its duty to warn under these circumstances. (Section II). [15] 2. The lower courts were not incorrect in determining that the City is not entitled to recreational immunity under LSA-R.S. 9:2791 and 9:2795, nor discretionary immunity under LSA-R.S. 9:2798.1 (Section V). [16] 3. The lower courts were not incorrect in determining that evidence of Socorro’s blood alcohol level was inadmissible (Section VI). [17] Although the City’s 25% proportionate share of the awarded damages equates to $2,082,544.84, we take note of the partial settlement limiting the plaintiff’s recovery from the City to one million dollars ($1,000,000.00).[2] For this reason and for reasons to follow, including the fact that Angelina Casualty made a general appearance in this litigation,[3] we will cast in judgment solidarily both the City and Angelina for $1,000,000.00. [18] FACTS [19] On October 19, 1983, Franz Socorro, a 21 year old citizen of Venezuela, was a student at Delgado Community College in New Orleans. He had been in the United States for about five weeks and had never been to Lake Pontchartrain. After class that warm afternoon, Socorro and his friend Ronald Clarke (who was from Peru) bought a six pack of beer and decided to drive to Lake Pontchartrain for a swim. While driving on Lakeshore Drive looking for a place to swim, they observed many “no diving” and “no swimming” signs along the lakefront. These signs had been erected by the Orleans Levee Board. [20] Still searching for a place to swim, the young men eventually parked on the western end of Lakeshore Drive. They looked across the entrance to the Municipal Yacht Harbor and saw people windsurfing and swimming in the waters near Breakwater Point. The Point is a man-made peninsula which forms the tip of Breakwater Drive, and juts out into Lake Pontchartrain in an easterly direction. Breakwater Drive and the Point are controlled exclusively by the City under a grant from the State. See Acts 1906, No. 209. Breakwater Drive is a road which was constructed by the City atop a breakwater, a sloping structure made up in part of pieces of asphalt and concrete paving of varying sizes, called “rip rap”, which protects the road by breaking the force of the waves in Lake Pontchartrain. The court of appeal found that the breakwater is approximately one hundred feet wide at its base, and narrows as it rises out of the water. The Point at the end of Breakwater Drive is a semicircular seawall, the interior of which is a parking area. Although concealed by the lake waters, rip rap also covers the sloping lake bottom which surrounds the Point. The rip rap is an integral structural component which prevents erosion. As plaintiff’s safety expert, Dr. M. Alexander Gabrielsen said: [21] . . . the purpose for taking this [photograph] was merely to show the rock formation that constitutes the rip rap, so to speak, to prevent erosion of this point. If it didn’t have this, one good storm would wipe out the whole point. They have to have that rip rap in there on both sides. [22] Tr. at 134. [23] Hoping that they had found a place to swim, Socorro and Clarke drove onto Breakwater Drive toward the Point, and noticed the rip rap protruding from the waters on both sides of the road. They entered the “Breakwater RecreationWest Page 936
Area,”[4] which includes the Point, and noticed no signs in that area prohibiting swimming or diving. The lower courts found that the plaintiff assumed it was appropriate to swim and dive there because of the lack of any warning signs on the Point (under the City’s jurisdiction), coupled with the large number of prohibitory signs along the lakefront (under the Levee Board’s jurisdiction) leading to Breakwater Drive and the Point.
[24] Surrounding three sides of the Point is a one foot high vertical concrete bulkhead; the bulkhead is flat on top and approximately fifteen inches in width. The lower courts found that there was no visible rip rap in the waters surrounding the bulkhead at the Point, and that the surface of the water was four to five feet below the top of the bulkhead. The two friends stood on the bulkhead and observed the water. They testified that it appeared to be dark and deep. Without either of the two ascertaining the depth of the water, Ronald Clarke jumped in feet first from the bulkhead. He testified that he never touched the bottom of the lake or any other objects. Socorro testified that he then successfully executed two “flat” racing dives in a southerly direction from the bulkhead. Although Socorro had been a competitive swimmer and diver in Venezuela, he too did not attempt to touch bottom to determine the depth of the water. [25] Socorro’s third and final dive from the bulkhead was a false start to a race that he and his friend Clarke were about to stage. As Clarke remained on the bulkhead, Socorro dove into the water and struck his head on a submerged object which was apparently a piece of rip rap lying on the lake bottom about ten feet from the southern side of the Point. Socorro described the object as a “rock,” and Clarke described it as a “big stone.” Because Socorro became motionless in the water, Clarke waded in to help him, touching the lake bottom for the first time. Clarke testified that the water was chest high and that the lake bottom was covered with “a lot of stones.” Socorro told Clarke that he could not feel; anything. The impact had broken his neck. Socorro is now a quadriplegic living in Venezuela with his family. [26] I. THE STATE AND THE LEVEE BOARD ARE NOT STRICTLY LIABLE [27] Socorro’s primary contention in brief is that in addition to the City being liable (as found by the lower courts), the Levee Board, the State, or both, are also liable, the contention being that either or both of those defendants had the requisit garde of the lake bottom and/or a small part of the Point.[5] Indeed, La.Civ. Code article 2317 does impose strict liability upon one who has custody or control (garde) over the thing which causes harm, if that thing has a vice or defect which poses an unreasonable risk of harm. Loescher v. Parr, 324 So.2d 441 (La. 1975); see also Sistler v. Liberty Mutual Ins. Co., 558 So.2d 1106 (La. 1990), and cases cited therein. [28] After a comprehensive review of various legislative provisions[6] to ascertain whichWest Page 937
defendant had custody and control of the relevant portion of the lake, the Point, and Breakwater Drive, the court of appeal found that (1) Breakwater Drive and the Point were under the custody and control of the City pursuant to Acts 1906, No. 209; and (2) the lake bottom in the area into which Socorro dove remained in the custody and control of the State, not the Levee Board as the district court had found. 561 So.2d at 746-49. The court of appeal then concluded that although the lake bottom was in the State’ garde, the State was not liable because the injury causing object was a submerged piece of rip rap which was part of the breakwater, and that was the City’s responsibility Id. at 752.
[29] Plaintiff’s primary argument is that the Levee Board should be held strictly liable because it had garde of the area of the Point from which Socorro dove, as well as the relevant portion of the lake bottom. Plaintiff bases his argument on two statutory provisions: 1) LSA-R.S. 38:307 (originating in our Constitution of 1913), the provision by which the State conferred upon the Levee Board the power and authority within an area not to exceed three miles from the then existing shoreline to carry out its flood control plans; and 2) Acts 1906, No. 209, the provision whereby the State granted to the City the exclusive jurisdiction, administration and control over a defined area of Lake Pontchartrain, where the City built the breakwater, Breakwater Drive and the Point. Regarding this latter Act, the district court found that the eastern boundary of the defined area intersects the Point near its easternmost extension. Thus, the argument is that the part of the Point from which Socorro dove and the waters of Lake Pontchartrain into which he dove were outside of the area of the City’s jurisdiction. [30] Although the court of appeal did not take issue with the district court’s finding relative to the eastern boundary of the ceded property, it concluded that the relevant portions of the Point and the surrounding lake bottom were nonetheless not in th garde of the Levee Board. In this respect, the court of appeal relied upon our decision in State ex rel Guste v. Board of Commissioners of the Orleans Levee District, 456 So.2d 605 (La. 1984) for its conclusion that the State’s grant of authority to the Levee Board in LSA-R.S. 38:307 is not “equivalent to garde over the entire area within the Board’s jurisdiction.” 561 So.2d at 749. The court of appeal’s reference here was specifically to the lake area within the three mile band that has not been reclaimed by the Levee Board. We agree with the conclusion of the court of appeal. The Levee Board has no custody and control over any part of the Point or surrounding lake area. The district court’s contrary conclusion was incorrect as a matter of law. The court of appeal was correct in exonerating the Levee Board. [31] We turn now to the exoneration of the State by both the district court and the court of appeal. The court of appeal held that the lake bottom remained in the garde of the State, yet the State was not liable under Article 2317. To find a defendant strictly liable, the plaintiff must prove that 1) the thing which caused damage was in the defendant’s custody and control (garde); 2) the thing had a vice or defect which created an unreasonable risk of harm; and 3) the injuries were caused by a defect. Sistler, 558 So.2d at 1112. The record supports the court of appeal’s determination that the injury-causing object was not the lake bottom, but rather the dive site and rip rap forming part of the breakwater in the custody and control of the City.[7] Accordingly, there is no basis uponWest Page 938
which the State could be subjected to Article 2317 liability. The district court’s exoneration of the State and the court of appeal’s affirmance in that respect were correct.
[32] II. BOTH THE CITY AND SOCORRO WERE NEGLIGENT [33] For the reasons which follow, we agree with the court of appeal’s determination that the negligence of both the City of New Orleans and the plaintiff himself contributed to plaintiff’s resulting injury.[8] The court of appeal found the City responsible under a negligence theory because the City took no measures to either remedy or warn of an unreasonably dangerous risk which the City knew or should have known of. The court of appeal found that the unreasonably dangerous risk was created by the following facts and circumstances: [34] the shallow murky waters off the Point, the presence of large chunks of rip rap lying on the lake bottom, the inviting and alluring nature of the bulkhead which created an “illusion of safety”, the regular use of the water off the Point (a dedicated recreation area) by the public for swimming and other water sports, and the clear absence of any warning or prohibitory signs or barriers as were present along other areas of the lakefront. . . . [35] Socorro, 561 So.2d at 753. [36] The City argues that it is free from fault under the authority of a line of Louisiana appellate court cases which have held that a landowner has no duty to warn of the obvious danger of diving into unknown waters. The City cites Stuart v. City of Morgan City, 504 So.2d 934 (1st Cir. 1987); Van Pelt v. Morgan City Power Boat Assoc., Inc., 489 So.2d 1346West Page 939
[40] (2) What, if any, duties were owed by the respective parties? [41] (3) Were the requisite duties breached? [42] (4) Was the risk, and harm caused, within the scope of protection afforded by the duty breached? [43] See also Lejeune v. Rayne Branch Hospital, 556 So.2d 559West Page 940
of harm because the minimal cost of preventing the possibility of harm outweighed its intended benefits:
[49] Gabrielsen [plaintiff’s expert in aquatic recreational areas] stated that the height and configuration of the bulkhead served as an invitation to use it for a platform and dive off. Because there were no rails, barriers or prohibitory signs to deter such activity, he opined that the bulkhead created an “illusion of safety”. . . . This “illusion of safety” was further emphasized by the fact that there were numerous signs posted along other sections of the lakefront prohibiting swimming and diving with a complete absence of such signs at the Point. Under the Circumstances, one could reasonably conclude that these activities were not only permitted at the Point, but were safe. Gabrielsen concluded that under these facts, this type of accident could have been prevented through the use of very simple and inexpensive measures such as warning or prohibitory signs on the bulkhead or in the water close to the bulkhead or a rope railing or other type barrier to prevent diving from atop the bulkhead. He estimated the expense for minimal prevention (signs or a rope railing) to be approximately ten dollars. [50] 561 So.2d at 751-52 (emphasis added) (footnotes omitted). [51] The City was therefore under a duty to warn this plaintiff of the unreasonable risk of harm created by the circumstances of this case (the sudden absence of warning signs, the inviting nature of the bulkhead as a diving platform, the deep appearance of the water concealing the rip rap). Furthermore, the risk of a diving injury under these conditions is well within the scope of the City’s duty because the evidence establishes that the City could have reasonably anticipated that one of the many people who use its recreational facility could perceive the bulkhead as an attractive diving platform, and that this type of harm could arise in this manner. See Hill v. Lundin, 256 So.2d 620, 623 (La. 1972) (a risk is within the scope of a defendant’s duty if the defendant could have “reasonably anticipated” harm arising in a particular manner). [52] We conclude that this duty was breached based on the City’s failure to take the minimal and inexpensive preventive measure of posting a warning or prohibitory sign. This neglect was unreasonable considering the probability and magnitude of the potential harm.[9] Levi v. S.W. La. Elec. Membership Co-op, 542 So.2d 1081 (La. 1989). We note that the lack of warning signs alone in an area adjacent to natural waters does not in and of itself create an unreasonably dangerous condition. Because the owner cannot be held responsible for all injuries resulting from any risk, the court’s duty is to decide which risks are unreasonable. This inquiry requires a weighing of the moral, social, and economic values and the ideal of justice within the framework of the facts and circumstances of each individual case. Landry, 495 So.2d at 1287 Entrevia, 427 So.2d at 1149. [53] The lower courts were correct in finding that the lack of warning signs at the Point created an unreasonably dangerous condition based on a particular distinguishing factor from most areas adjacent to natural bodies of water; the lack of warning signs at the Point was in sharp contrast to the many “no swimming,” “no diving:” signs found elsewhere along the nearby lakefront area. Although the Levee Board posted these signs, the court of appeal was not incorrect in rejecting plaintiff’s argument that the Levee Board had a duty to place warning signs in an area where it had no jurisdiction. Rather, the City, the governmental entity with exclusive jurisdiction, administration and control over Breakwater Drive and the Point, created the unreasonably hazardous illusion that swimming and diving were permitted because ofWest Page 941
the sudden absence of prohibitory signs combined with the character of the Point and its bulkhead. The record supports the determination that the City was negligent because it knew or should have known of this unreasonable risk of harm, and took no measures to warn persons like the plaintiff.
[54] The City argues that the Fourth Circuit’s decision in this case conflicts with its prior decision which held that there is no duty to warn persons of the full age of majority of the obvious dangers inherent in natural bodies of water. Hall v. Lemieux, 378 So.2d 130 (La.App. 4th Cir. 1979), writ denied, 381 So.2d 1220 (La. 1980). Reasoning that the danger was not obvious because the rip rap under the murky waters of Lake Pontchartrain presented a “concealed or hidden danger” in the area where plaintiff dove, the court of appeal properly rejected the City’s “no duty” argument. Socorro, 561 So.2d at 759-60. [55] In Murray v. Ramada Inns, Inc. 521 So.2d 1123West Page 942
condition that should be obvious to all comers is not, in all instances unreasonably dangerous.” Murray, 521 So.2d at 1136 (citing Shelton, 334 So.2d at 410). Therefore, under duty/risk analysis, if the facts of a particular case warrant, there could be a finding that a defendant owed no duty under the circumstances, or on the other had, that a plaintiff was 100% at fault. Murray, 521 So.2d at 1137 (Cole, J., concurring). Having found, however, that under the facts of this case both parties were negligent, we turn to the issue of apportionment of fault.
[61] III. APPORTIONMENT OF FAULT [62] Because Socorro was partially at fault for his injuries, he is entitled to recover his damages, minus a percentage thereof corresponding to his portion of comparative fault Murray, 521 So.2d at 1123. Since the Louisiana legislature’s adoption of a pure comparative fault system by Acts 1979, No. 431 (effective August 1, 1980), it has been the task of the factfinder to allocate shares of negligence. Watson v. State Farm Fire and Cas. Ins. Co., 469 So.2d 967, 973 (La. 1985); La.Civ. Code art. 2323. In Watson, this court adopted section 2(b) of the Uniform Comparative Fault Act which states that [63] [i]n determining the percentages of fault, the trier of fact shall consider both the nature of the conduct of each party at fault and the extent of the causal relationship between the conduct and the damages claimed. [64] We then set forth several factors which may influence the respective degrees of fault: [65] In assessing the nature of the conduct of the parties, various factors may influence the degree of fault assigned, including (1) whether the conduct resulted from inadvertence or involved an awareness of the danger, (2) how great a risk was created by the conduct, (3) the significance of what was sought by the conduct, (4) the capacities of the actor, whether superior or inferior, and (5) any extenuating circumstances which might require the actor to proceed in haste, without proper thought. And, of course, as evidenced by concepts such as last clear chance, the relationship between the fault/negligent conduct and the harm to the plaintiff are considerations in determining the relative fault of the parties. [66] Watson, 469 So.2d at 974; see also Dobson v. L.P. L., 567 So.2d 569, 575 (La. 1990); Mart v. Hill, 505 So.2d 1120, 1123 (La. 1987). [67] Because each of these factors which may influence the respective degrees of fault are factual considerations, the manifest error/clearly wrong standard applies. Watson,West Page 943
oneself is especially applicable to the inherently dangerous activity of diving into natural bodies of water. Although the City was negligent in not warning of the submerged rip rap under the shallow waters off the Point, most conceivable instances of actual harm that could result from the City’s negligent omission would require a diver acting in an even more negligent manner than the City. In other words, the unreasonably dangerous conditions at the Point due in part to the sudden absence of warning or prohibitory signs did not in and of itself cause harm; while the City’s failure to warn was a partial cause, the injury suffered by Socorro was in most part caused by his own negligent conduct. Thus, a comparison of the respective degrees of duty and the respective degrees of causation regarding each party’s breach of that duty, supports the court of appeal’s conclusion that the district court was clearly wrong in assigning such a small percentage of fault to the plaintiff under these facts. Once the court of appeal found the district court clearly wrong, its independent weighing of the Watson factors led to a proper determination of 75% apportionment of fault to Socorro, and 25% apportionment of fault to the City.
[70] V. RETROACTIVITY OF $500,000 LIMIT ON GENERAL DAMAGES [71] We find it unnecessary to consider at length the City’s contention that the plaintiff’s award for damages of over eight million dollars was excessive, for this reason: only the City and its primary liability insurer are being cast in judgment. The City has been released by the plaintiff for all damages in excess of one million dollars as discussed at the beginning of this opinion, and their primary liability carrier, Angelina Casualty Company, has no exposure over one million dollars. The appropriate quantum award is surely substantially in excess of one million dollars. Indeed, it is not inconceivable that a scrutinizing assessment of plaintiff’s damages may well reveal that the district judge’s award was within the mid rather than upper range of a legally permissible assessment.[10] See Coco v. Winston Industries, Inc., 341 So.2d 332, 335 (La. 1976). [72] Although the court of appeal did not disturb the quantum awarded by the trial court, it did impose a $500,000 limit on the award for paid, suffering, and mental anguish by retroactively applying LSA-R.S. 13:5106(B)(1). Socorro, 561 So.2d at 761-62 (citing Mullet v. DOTD, 539 So.2d 897 (La.App. 4th Cir.), writ denied, 541 So.2d 1390 (La. 1989)). Socorro asserts that the court of appeal erred in applying the statute retroactively. He is correct. [73] LSA-R.S. 13:5106(B)(1) limits the recovery of general damage in personal injury awards against the state, or any of its agencies or political subdivisions, to $500,000.00. SeeWest Page 944
the question of whether LSA-R.S. 13:5106(B)(1) should be applied retroactively depends on whether the statute is properly deemed substantive or procedural.[12]
[75] LSA-R.S. 13:5106(B)(1) is clearly substantive as opposed to merely procedural because it has the effect of changing the law regarding the amount of damages recoverable in personal injury lawsuits. The very substance of the claim for damages, the amount thereof, is affected by the legislation. The statute here is just as clearly substantive as the one which was held so in Landry v. State, 495 So.2d 1284, 1290 (La. 1986) (LSA-R.S. 9:2800, a statute removing governmental units from the reach of strict liability under Article 2317). And it is even more certainly substantive than the statute held to be so in Graham v. Sequoya Corp., 478 So.2d 1223, 1225-26 (La. 1985) (LSA-C.C. art. 1935 (repealed), a statute providing for attorney fees in the collection of promissory notes) and Cambridge Corner Corp. v. Menard, 525 So.2d 527, 530 (La. 1988) (LSA-C.C.P. art. 1732 (amended), a statute revoking the right to jury trial in cases under $10,000). [76] We approve of Dubois v. State Farm Ins. Co., 571 So.2d 201 (La.App. 3d Cir. 1990), writ denied, 575 So.2d 367West Page 945
set forth in the section of this opinion addressing the retroactivity of the $500,000 limit on general damages, we hold that LSA-R.S. 9:2798.1 is a substantive law to be given prospective application only. LSA-R.S. 9:2798.1 likewise affords no immunity to the City in this case.
[84] VI. ADMISSIBILITY OF BLOOD ALCOHOL LEVEL [85] The City also contends that the district court erred in refusing to consider evidence of Socorro’s blood alcohol level. The lower courts gave no weight to that evidence based o State v. Rowell, 517 So.2d 799 (La. 1988), in which we gave directives for the proper foundation and predicate that must be established to ensure the integrity and reliability of blood alcohol tests. After a review of the record, we agree that the defendants failed to lay a proper foundation. We affirm the court of appeal’s finding on this issue for the reasons more fully stated in their opinion. See Socorro, 561 So.2d at 757-58. [86] VII. LIABILITY OF ANGELINA CASUALTY CO. [87] The final assignment of error is Socorro’s contention that the lower courts erred in failing to enter judgment against the City’s primary liability insurer, Angelina Casualty Company (Angelina). In this respect, plaintiff is correct. [88] In his original petition, Socorro named several defendants, one of which was the City of New Orleans. At the time of filing the petition, Socorro was not aware of the identity of the City’s primary liability insurance carrier; accordingly the petition included an allegation against “DEF Insurance Company,” which was identified as the City’s principal liability insurer. Through discovery, Socorro eventually learned that the City’s insurer, “DEF,” was Angelina Casualty Company. Although the petition was not thereafter amended to name Angelina as a defendant, that company filed a motion for summary judgment through the same attorney who served as counsel for the City. Angelina specifically came into court and moved for entry of summary judgment in their favor and against the plaintiff. [89] The pleading was signed by the attorney, with the designation of his law firm as “Attorneys for the City of New Orleans and Angelina Casualty Company.” That motion for summary judgment on behalf of the City and Angelina was denied. The court of appeal concluded that because Angelina was not properly named and served, it could not be considered a “party” capable of making a general appearance as contemplated by Article 7 of the Code of Civil Procedure: [90] A. Except as otherwise provided in this Article, a party makes a general appearance which subjects him to the jurisdiction of the court and impliedly waives all objections thereto when, either personally or through counsel, he seeks therein any relief other than: [91] (1) Entry or removal of the name of an attorney as counsel of record; [92] (2) Extension of time within which to plead; [93] (3) Security for costs; [94] (4) Dissolution of an attachment issued on the ground of the nonresidence of the defendant; or [95] (5) Dismissal of the action on the ground that the court has no jurisdiction over the defendant. [96] La. Code Civ.Proc. art. 7 (West Supp. 1991). [97] Because the filing of a motion for summary judgment is not included in this list, Angelina made a general appearance which subjected it to the jurisdiction of the court and impliedly waived all objections to the exercise of the court’s jurisdiction.[13] The court of appeal’s contrary determinationWest Page 946
rests entirely on its rather strict reading of Article 7, which refers at the outset to a “party” (making a general appearance and subjecting himself to the jurisdiction of the court if he seeks any non-excepted form of relief). The court of appeal determined that to be covered by Article 7, one must first be a “party,” a term which it chose to narrowly define as only those who are named in the petition and served with legal process.
[98] It could not have been intended that the article should be read so strictly. See La. Code Civ.Proc. art. 5051. It is true that there are named parties not yet served who are meant to be made subject to the jurisdiction of the court by appearing and pleading for any non-excepted relief. See, e.g., Payne v. Old Hickory Ins. Co., 532 So.2d 956 (La.App. 4th Cir. 1988), writ denied, 536 So.2d 1241 (La. 1989) Dupont v. Poole, 335 So.2d 764 (La.App. 3d Cir) writ denied, 339 So.2d 19 (La. 1976). But so are ther unnamed parties, such as intervenors, who are allowed to come into the case by entering a general appearance, although not cited or served. La. Code Civ.Proc. arts. 1091–1094. Once Angelina appeared in court as the City’s insurer and entered a general appearance by filing a motion for summary judgment, it became evident that Angelina was indeed the same defendant identified in plaintiff’s pleadings as “DEF Insurance Company.” Angelina has offered no argument that it has been in any way prejudiced or adversely affected by not having been served apart from service on the City. It has been represented all along by the same attorneys who represent the City, and has never taken any position contrary to the fact that it owes the identical obligation which the City would ultimately be bound for if and when cast in judgment.[14] [99] Plaintiff’s neglect to amend the petition to substitute Angelina for “DEF” is of no moment under these circumstances. The answer filed on behalf of the City by the attorney also representing its insurer, protesting no fault on the part of the City, sufficiently joined issue such that it is proper that we enter judgment against both the City and Angelina. [100] Furthermore, if we were to conclude that Angelina has submitted to the jurisdiction of the court by cannot be cast in judgment until such time as plaintiff amends his petition and Angelina joins issue by answering, then the lawsuit, still pending below as regards Angelina, would require disposition after remand and supplemental pleadings and proceedings, an obviously time consuming and unnecessary extension of this litigation. In the courts below, plaintiff’s judgment should have been against both the City and its liability insurer, Angelina Casualty Company, in solido. Accordingly, we will reverse the court of appeal on this issue and order that Angelina Casualty Company be cast in judgment in its capacity as the City’s principal liability insurer. [101] DECREE [102] For the reasons above set forth, the judgment of the court of appeal is affirmed except insofar as it is inconsistent with this opinion and this decree, and it is ORDERED, ADJUDGED AND DECREED that there be judgment in favor of Franz Socorro and against the City of New Orleans and Angelina Casualty Company, jointly, severally and solidarily in the full and true sum of one million dollars ($1,000,000.00), together with legal interest from the date of judicial demand, and all costs. [103] COURT OF APPEAL JUDGMENT AFFIRMED IN PART, REVERSED IN PART; JUDGMENT RENDERED. [104] DENNIS, J., concurs with reasons. [105] WATSON, J., joins the opinion but assigns additional reasons.West Page 947
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